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When Do I Need a Securities Litigation Attorney?

If the U.S. Securities and Exchange Commission contacts you by phone, summons, or subpoena, you do not want to proceed alone. When the SEC comes knocking with questions, concerns, or

What You Need to Know About Articles of Dissolution

If you’re a business owner, there may come a time when you wish to close your company. While articles of incorporation are used to form a company, articles of dissolution

Answering PIPE FAQs with Joshua D. Brinen

What is a PIPE? A PIPE is the unregistered sale of securities to select investors. Usually accredited investors of the shares of a public entity. Shares sold in a PIPE

Advancement Versus Indemnification

A lawsuit is all about positioning. Plaintiffs start with the power – they choose the who, the what, the when, and where of an action.  Plaintiff always wants to maintain

What is Schedule TO?

Want to be a master of the universe and conduct a hostile takeover of that company you think you can run better than the corporate drones spending shareholder money?   Do

Using Mediation to Resolve Commercial Disputes

Mediation can be a cost-effective and efficient method to resolve complex commercial business disputes. This form of alternative dispute resolution is often required by individual contracts as a first step

What is an S-1?

How does a company transition from a privately-held entity to a publicly-traded corporation?  You need to register with the Securities and Exchange Commission.  How do you register?  A corporation has

What Are Bylaws?

Bylaws are the rules by which a corporation governs itself. Bylaws are established by the Board of Directors at the time of formation to regulate the company’s day-to-day operations and

What is a Proxy?

A corporation’s day-to-day operations are managed by the board of directors through their designees, the officers of the company. While the officers perform a significant amount of the day-to-day work,