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What is Discovery in Business Litigation?

What is Discovery in Business Litigation?

Many business disputes must be resolved in litigation and discovery is a critical part of the preparation that occurs before a case reaches the trial phase. Discovery is the formal process by which information is exchanged between the parties in the lawsuit. In...

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What Not to Do When Preparing for Litigation

What Not to Do When Preparing for Litigation

Although there are many things you should do when you’re preparing to litigate a business dispute, there are also a number of things you should not do. Inadvertently saying the wrong thing to the opposing party or making certain decisions can be detrimental to your...

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What Happens if You’re Not SEC Compliant?

What Happens if You’re Not SEC Compliant?

The Securities and Exchange Commission (SEC) rules and regulations are in place to ensure investors are protected, and markets are fair and efficient. Failure to produce current information can result in a company running afoul of federal securities laws and limit the...

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Regulation D 506(b) versus Regulation D 506(c)

Regulation D 506(b) versus Regulation D 506(c)

When you’re issuing an offering, it’s important to know who’s who to determine whether Regulation D 506(b) or 506(c) comes into play. These rules determine how companies are allowed to sell securities. If all investors are accredited, there is no difference between...

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Steps to Take to Ensure SEC Compliance

Steps to Take to Ensure SEC Compliance

Compliance with the securities laws, the rules and regulations thereunder means adhering to the rules and regulations of the Securities and Exchange Commission (SEC). The SEC imposes a number of strict registration, reporting, and disclosure requirements that...

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