Many business disputes must be resolved in litigation and discovery is a critical part of the preparation that occurs before a case reaches the trial phase. Discovery is the formal process by which information is exchanged between the parties in the lawsuit. In...
Although there are many things you should do when you’re preparing to litigate a business dispute, there are also a number of things you should not do. Inadvertently saying the wrong thing to the opposing party or making certain decisions can be detrimental to your...
The Securities and Exchange Commission (SEC) rules and regulations are in place to ensure investors are protected, and markets are fair and efficient. Failure to produce current information can result in a company running afoul of federal securities laws and limit the...
Pursuant to federal securities laws, any sale of a security must be registered or meet an exemption. In the Federal securities laws, the laws contain several exemptions. Regulation D is one such exemption. In this blog, you will learn the difference between a...
When you’re issuing an offering, it’s important to know who’s who to determine whether Regulation D 506(b) or 506(c) comes into play. These rules determine how companies are allowed to sell securities. If all investors are accredited, there is no difference between...
Compliance with the securities laws, the rules and regulations thereunder means adhering to the rules and regulations of the Securities and Exchange Commission (SEC). The SEC imposes a number of strict registration, reporting, and disclosure requirements that...
