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What is an S-1?

What is an S-1?

How does a company transition from a privately-held entity to a publicly-traded corporation?  You need to register with the Securities and Exchange Commission.  How do you register?  A corporation has a few options to register with the Commission, but...

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What Goes Into an LLC Operating Agreement?

What Goes Into an LLC Operating Agreement?

An operating agreement is the critical governing document used by a Limited Liability Company (an “LLC”).  The Operating Agreement customizes the terms of a company according to the owners' needs. The Agreement outlines how business decisions will be made in a...

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What is a 10-K?

What is a 10-K?

Form 10-K is an annual report filed by reporting companies with the Securities and Exchange Commission (“SEC”). This report includes critical details about a company's financial performance over the course of the fiscal year. A 10-K provides investors with the insight...

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Do I Need to File an 8-K?

Do I Need to File an 8-K?

If you are wondering, “do I need to file an 8-K?” the answer is most likely “yes.” When in doubt, file an 8-K. An 8-K is used for current reports under Section 13 or 15(d) of the Securities Exchange Act of 1934, and is filed in accordance with 17 CFR § 240.13a-11 or...

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