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What is Regulation S?

What is Regulation S?

Regulation S gives U.S. and non-U.S. companies a way to raise capital for an overseas company while remaining compliant with United States securities law. This regulation is a safe harbor provision that exempts international securities from having to register under...

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What Happens if You’re Not SEC Compliant?

What Happens if You’re Not SEC Compliant?

The Securities and Exchange Commission (SEC) rules and regulations are in place to ensure investors are protected, and markets are fair and efficient. Failure to produce current information can result in a company running afoul of federal securities laws and limit the...

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Regulation D 506(b) versus Regulation D 506(c)

Regulation D 506(b) versus Regulation D 506(c)

When you’re issuing an offering, it’s important to know who’s who to determine whether Regulation D 506(b) or 506(c) comes into play. These rules determine how companies are allowed to sell securities. If all investors are accredited, there is no difference between...

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