What Are Blue Sky Laws?

What Are Blue Sky Laws?

Protecting the consumer from securities fraud is a key focus of the Securities and Exchange Commission on the federal level. There are agencies and numerous federal laws in place to help ensure the public is protected. Besides federal laws, there are also many state...

Catching Up With the SEC and the NY AG

“People still sell snake oil. They just put pictures of leaves on the bottle now.” — 8 Health Foods That Are Bad For Your Health For the last two weeks we explored small business’ options for going public. There’s more coming about those options down the...
Son of Flash Crash Strikes!

Son of Flash Crash Strikes!

“What had once been the world’s most public, most democratic, financial market had become, in spirit, something like a private viewing of a stolen work of art.” – Michael Lewis (author) ‘Flash Boys (2014). p. 69 It really is like a bad sequel – Flash Crash...